Corporate Actions and Events (CAE) diagrams

The FIBO CAE ontology provides a hierarchy of 20 “Action” subclasses, which are transformed into entities in the data model package.

The package for data model objects derived from the Corporate Actions ontology module. This ontology provides a high-level overview of actions, including corporate, market, and regulatory actions, ranging from business-oriented events such as address and name changes to those that are more specific to securities.

Action Classifier and Action Status classify an Action.

An ER diagram of the entities in the FIB-DM Corporate Actions package.
FIB-DM Corporate Actions diagram

Click the diagram to open the SVG in full size on a separate tab.

The report lists the Corporate Action entities with their Name, Code, and Definition.

NameCodeDefinitionStereotype
Actionfibo-cae-ce-act:ActionEvent announced, initiated or carried out by an organization that affects a legal entity or the securities it issues and may have a material impact on that entity’s stakeholders, such as shareholders and creditors
Action Classification Schemefibo-cae-ce-act:ActionClassificationSchemeScheme for classifying the kinds of actions and events that may be announced, initiated or carried out by an organization that affects a legal entity or the securities it issues
Action Classification Scheme only has Member (cmns)fibo-cae-ce-act:ActionClassificationScheme_only_cmns-col:hasMemberA subtype of associative entity ‘has Member (cmns)’ to restrict child entities for the parent, Action Classification SchemeAssociative Entity
Action Classifierfibo-cae-ce-act:ActionClassifierClassifier that distinguishes the kinds of actions and events that may be announced, initiated or carried out by an organization that affects a legal entity or the securities it issues, such as income-oriented events
Action Statusfibo-cae-ce-act:ActionStatusState of some action at some point in time
Business Strategy Classifierfibo-cae-ce-act:BusinessStrategyClassifierClassifier of corporate actions that involve improving liquidity or changing the overall structure of the organization through diversification, combining and closing parts of the business, etc, to increase long-term profitability
Change Actionfibo-cae-ce-act:ChangeActionCorporate action to disseminate information regarding a change further described in the corporate action details
Class Actionfibo-cae-ce-act:ClassActionCorporate action involving a situation where interested parties seek restitution for financial loss
Consent Solicitationfibo-cae-ce-act:ConsentSolicitationCorporate action that is a procedure that aims to obtain consent of holder to a proposal by the issuer or a third party without convening a meeting
Corporate Actionfibo-cae-ce-act:CorporateActionAction carried out by or specifically relating to a legal entity that may affect the securities it issues and may have a material impact on its stakeholders, such as shareholders and creditors
Disclosure Actionfibo-cae-ce-act:DisclosureActionCorporate action involving a request for holders or beneficial owners to disclose their name, location and holdings of any issue to the issuer
Divestiturefibo-cae-ce-act:DivestitureCorporate action involving the sales of subsidiary business interests or investments
Income Oriented Classifierfibo-cae-ce-act:IncomeOrientedClassifierClassifier of corporate actions that impacts income to shareholders
Legal Form Changefibo-cae-ce-act:LegalFormChangeCorporate action indicating a modification of the legal form of the organization
Liquidationfibo-cae-ce-act:LiquidationCorporate action related to winding up a business, including but not limited to distribution of cash, assets, or both
Mandatory Corporate Actionfibo-cae-ce-act:MandatoryCorporateActionAction initiated by the board of directors of a corporation that affects all shareholders
Mandatory With Choice Corporate Actionfibo-cae-ce-act:MandatoryWithChoiceCorporateActionMandatory corporate action where shareholders are given an opportunity to choose among several options
Market Actionfibo-cae-ce-act:MarketActionAction that is initiated by a market, such as a securities exchange, that affects a legal entity or the securities it issues and may have a material impact on that entity’s stakeholders, such as shareholders and creditors
Merger Acquisitionfibo-cae-ce-act:MergerAcquisitionCorporate action involving the consolidation of legal entities or assets
Notificationfibo-cae-ce-act:NotificationCorporate action involving information provided by the issuer having no accounting/financial impact on the holder
Organization Address Changefibo-cae-ce-act:OrganizationAddressChangeInformation action that provides details of address changes for a legal entity
Organization Name Changefibo-cae-ce-act:OrganizationNameChangeInformation action that provides details of name changes for a legal entity
Priority Issuefibo-cae-ce-act:PriorityIssueCorporate action that is a public offer where, due to a limited amount of securities available, priority is given to existing shareholders
Regulatory Actionfibo-cae-ce-act:RegulatoryActionAction initiated by a regulatory agency that affects a legal entity or the securities it issues and may have a material impact on that entity’s stakeholders, such as shareholders and creditors
Spin Offfibo-cae-ce-act:SpinOffCorporate action involving the distribution of subsidiary stock to the shareholders of the parent company without a surrender of shares
Voluntary Corporate Actionfibo-cae-ce-act:VoluntaryCorporateActionEvent in which the shareholders elect to participate and must respond in order for the issuer to process the action